Filing Details

Accession Number:
0001235802-15-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-30 11:34:08
Reporting Period:
2015-01-29
Filing Date:
2015-01-30
Accepted Time:
2015-01-30 11:34:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890846 Uroplasty Inc UPI Surgical & Medical Instruments & Apparatus (3841) 411719250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1024356 H Kevin Roche 5420 Feltl Road
Minnetonka MN 55343
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-29 7,100 $1.23 7,100 No 4 P Indirect By IRA
Common Stock Acquisiton 2015-01-29 1,100 $1.24 8,200 No 4 P Indirect By IRA
Common Stock Acquisiton 2015-01-29 16,800 $1.25 25,000 No 4 P Indirect By IRA
Common Stock Acquisiton 2015-01-29 25,000 $1.21 57,125 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
No 4 P Indirect By IRA
No 4 P Indirect By IRA
No 4 P Direct
Footnotes
  1. Includes 12,125 shares that are subject to a restricted stock grant that will vest on February 19, 2015.