Filing Details

Accession Number:
0001209191-15-007496
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-29 17:06:58
Reporting Period:
2015-01-27
Filing Date:
2015-01-29
Accepted Time:
2015-01-29 17:06:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180677 Carl Redfield C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-27 50,000 $7.45 79,439 No 4 M Indirect See Footnote
Common Stock Disposition 2015-01-27 50,000 $16.52 29,439 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2015-01-27 50,000 $0.00 50,000 $7.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2019-08-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 39,562 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (Right to Buy) $13.00 2017-06-06 12,500 12,500 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $13.16 2018-05-13 12,500 12,500 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $7.55 2020-05-19 14,500 14,500 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $7.25 2021-05-18 17,600 17,600 Direct
Common Stock Restricted Stock Units $0.00 19,009 19,009 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-06-06 12,500 12,500 Direct
2018-05-13 12,500 12,500 Direct
2020-05-19 14,500 14,500 Direct
2021-05-18 17,600 17,600 Direct
19,009 19,009 Direct
Footnotes
  1. These shares are held directly by The Carl Redfield Trust 2000 dated 10/18/00, for which Mr. Redfield serves as trustee.
  2. This sale was made in connection with Mr. Redfield's Rule 10b5-1 Trading Plan, which was adopted on May 28, 2014.
  3. This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $16.25 to $16.72 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Redfield will provide full information regarding the number of shares sold at each separate price.
  4. This option is fully vested.
  5. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
  6. These RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Redfield's continued service to the Company.