Filing Details
- Accession Number:
- 0001398344-15-000371
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2015-01-27 16:16:10
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2015-01-27
- Accepted Time:
- 2015-01-27 16:16:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 897802 | Special Opportunities Fund Inc. | SPE | (0) | 133702911 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561169 | Steven Samuels | 72 Coleytown Road Westport CT 06882 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-19 | 1,515 | $0.00 | 3,079 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2014-12-12 | 2,463 | $16.66 | 3,079 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 3% Convertible Preferred Stock, Series A | Disposition | 2014-02-19 | 408 | $0.00 | 1,515 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- Weighted average price per share; 200 shares were sold at $16.705/share, 662 shares were sold at $16.65/share and 1601 shares were sold at $16.652/share.
- The shares of Preferred Stock are converitble into common immediately upon issuance at the ratio of 3.1918 shares of Common Stock for every one share of Preferred Stock, subject to adjustment.
- The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to July 24, 2017.
Billionaire Hedge Funds
