Filing Details

Accession Number:
0001209191-15-006494
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-26 16:15:17
Reporting Period:
2015-01-23
Filing Date:
2015-01-26
Accepted Time:
2015-01-26 16:15:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Technology Growth Capital Inc HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1522682 T Jessica Baron C/O Hercules Technology Growth Capital,
400 Hamilton Ave., Suite 310
Palo Alto, CA 94301
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-23 2,000 $15.00 97,277 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.91 to $15.10,inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities andExchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote.