Filing Details

Accession Number:
0000932440-15-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-23 16:54:23
Reporting Period:
2015-01-23
Filing Date:
2015-01-23
Accepted Time:
2015-01-23 16:54:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261249 Agile Therapeutics Inc AGRX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1033508 Jay Moorin C/o Proquest Investments
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1225149 Alain Schreiber C/o Proquest Investments
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1306133 Proquest Investments Iii, L.p.
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1306134 Proquest Associates Iii Llc
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1431818 Proquest Investments Iv, L.p.
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1431819 Proquest Associates Iv Llc
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-23 811,966 $5.85 4,668,663 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock options (right to buy) $6.00 2024-05-21 21,000 21,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-05-21 21,000 21,000 Indirect
Footnotes
  1. Of such shares, 3,103,488 are owned by ProQuest Investments III, L.P. ("Investments III"), of which ProQuest Associates III LLC ("Associates III") is the general partner, and 1,565,175 are owned by ProQuest Investments IV, L.P., ("Investments IV"), of which ProQuest Associates IV LLC ("Associates IV") is the general partner. Jay Moorin and Alain Schreiber are managing members of Associates III and Associates IV. Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  2. One-third of such options will vest on May 22 of each of 2015, 2016 and 2017.
  3. Such options are held by ProQuest Management, L.L.C., of which Messrs. Moorin and Schreiber are managing members.Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.