Filing Details

Accession Number:
0001235802-15-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-22 16:08:11
Reporting Period:
2015-01-20
Filing Date:
2015-01-22
Accepted Time:
2015-01-22 16:08:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492658 Tornier N.v. TRNX Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 980509600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1083927 B Richard Emmitt C/O The Vertical Group, L.p.
106 Allen Road, Suite 207
Basking Ridge NJ 07920
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, Par Value Eur 0.03 Per Share Disposition 2015-01-20 312,911 $24.75 7,413 No 4 J Indirect See footnote
Ordinary Shares, Par Value Eur 0.03 Per Share Acquisiton 2015-01-20 6,490 $24.75 47,865 No 4 J Direct
Ordinary Shares, Par Value Eur 0.03 Per Share Acquisiton 2015-01-20 4,705 $24.75 15,708 No 4 J Indirect See footnote
Ordinary Shares, Par Value Eur 0.03 Per Share Acquisiton 2015-01-20 162 $24.75 564 No 4 J Indirect By Spouse
Ordinary Shares, Par Value Eur 0.03 Per Share Acquisiton 2015-01-20 128 $24.75 444 No 4 J Indirect See footnote
Ordinary Shares, Par Value Eur 0.03 Per Share Disposition 2015-01-21 7,413 $24.72 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See footnote
No 4 J Direct
No 4 J Indirect See footnote
No 4 J Indirect By Spouse
No 4 J Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. Distribution of an aggregate of 332,945 ordinary shares to partners of Vertical Fund I, L.P., or VFI, and Vertical Fund II, L.P., or VFII, including an aggregate of 11,195 ordinary shares distributed to Mr. Emmitt and an IRA account of Mr. Emmitt and an aggregate of 290 ordinary shares distributed to Mr. Emmitt's spouse and an IRA account of Mr. Emmitt's spouse.
  2. Represents the closing market price of the ordinary shares on the NASDAQ Global Select Market on the trading day immediately preceding the distribution of ordinary shares to partners of VFI and VFII.
  3. Shares are held by VFI, a Delaware limited partnership. The Vertical Group, L.P., a Delaware limited partnership, is the sole general partner of VFI, and The Vertical Group GP, LLC controls The Vertical Group, L.P. Mr. Emmitt is a Member and Manager of The Vertical Group GP, LLC, which controls The Vertical Group, L.P. All ordinary shares indicated as owned by Mr. Emmitt are included because of his affiliation with The Vertical Group, L.P. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by The Vertical Group, L.P., except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  4. Includes 6,657 ordinary shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Tornier N.V. 2010 Incentive Plan, as amended.
  5. Held by an IRA account of Mr. Emmitt.
  6. Held by Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  7. Held by an IRA account of Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.