Filing Details
- Accession Number:
- 0001179110-15-001070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-20 18:48:16
- Reporting Period:
- 2015-01-15
- Filing Date:
- 2015-01-20
- Accepted Time:
- 2015-01-20 18:48:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350846 | Supreme Industries Inc | STS | Truck & Bus Bodies (3713) | 751670945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577094 | L Michael Oium | 2581 E. Kercher Road Goshen IN 46528 | Vice President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-01-15 | 1,451 | $2.12 | 42,091 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-01-15 | 1,451 | $7.65 | 40,640 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-01-16 | 1,249 | $2.12 | 41,889 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-01-16 | 1,249 | $7.60 | 40,640 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Incentive Stock Option | Disposition | 2015-01-15 | 1,451 | $0.00 | 1,451 | $2.12 |
| Class A Common Stock | Incentive Stock Option | Disposition | 2015-01-16 | 1,249 | $0.00 | 1,249 | $2.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,549 | 2017-09-30 | No | 4 | M | Direct | |
| 7,300 | 2017-09-30 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Incentive Stock Option | $1.35 | 2015-10-27 | 503 | 503 | Direct | |
| Class A Common Stock | Incentive Stock Options | $1.48 | 2016-06-25 | 550 | 550 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-10-27 | 503 | 503 | Direct |
| 2016-06-25 | 550 | 550 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.61 to $7.715, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5535 to $7.63, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Currently exercisable.
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