Filing Details

Accession Number:
0001398344-15-000292
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-20 16:19:14
Reporting Period:
2015-01-15
Filing Date:
2015-01-20
Accepted Time:
2015-01-20 16:19:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495584 Firsthand Technology Value Fund Inc. SVVC () 273008946
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1067621 Phillip Goldstein Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1341021 Andrew Dakos Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1504304 Bulldog Investors, Llc Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1561169 Steven Samuels Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-15 14,984 $18.60 807,867 No 4 S Indirect By Clients
Common Stock Disposition 2015-01-16 5,242 $18.50 802,625 No 4 S Indirect By Clients
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Clients
No 4 S Indirect By Clients
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Direct
Footnotes
  1. Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares of SVVC. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
  2. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Messrs. Dakos, Samuels and Goldstein also are the Principals of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and limited partners in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in shares held by such clients, except to the extent of any pecuniary interest therein.
  3. Shares are held by Phillip Goldstein.