Filing Details

Accession Number:
0001181431-11-005262
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-26 09:55:40
Reporting Period:
2011-01-24
Filing Date:
2011-01-26
Accepted Time:
2011-01-26 09:55:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1064015 Ameritrans Capital Corp AMTC () 522102424
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1295313 Ii A Kevin Richardson 200 State Street
13Th Floor
Boston MA 02109
Yes No Yes No
1295315 Prides Capital Partners, Llc 200 State Street
13Th Floor
Boston MA 02109
Yes No Yes No
1295320 A Murray Indick 200 State Street
13Th Floor
Boston MA 02109
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-01-24 848,500 $1.21 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (Right to Buy) Disposition 2011-01-24 66,250 $0.00 66,250 $6.44
Common Stock Warrants (Right to Buy) Disposition 2011-01-24 147,425 $0.00 147,425 $6.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
157,566 2005-12-05 2010-12-05 No 4 S Direct
10,141 2006-03-02 2011-03-02 No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non Employee Stock Option $4.93 2008-05-09 2012-05-09 10,141 10,141 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-05-09 10,141 10,141 Indirect
Footnotes
  1. The securities reported herein are owned directly by Prides Capital Fund I, L.P. Because Prides Capital Partners, L.L.C. is the general partner of Prides Capital Fund I, L.P., Prides Capital Partners, L.L.C. may be deemed the beneficial owner of the securities held by Prides Capital Fund I, L.P. Because Kevin A. Richardson, II, is the controlling members of Prides Capital Partners, L.L.C., he may also be deemed to be beneficial owners of securities deemed to be beneficially owned by Prides Capital Partners, L.L.C. Messrs. Richardson and Indick disclaim beneficial ownership of the securities reported herein except to the extent of any pecuniary interests therein. Murray A. Indick has been deputized by Prides Capital Partners, L.L.C. to serve on the Issuer's board of directors, and therefore Prides Capital Partners, L.L.C. and each of the Reporting Persons also is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934
  2. 10,141 five-year options granted under the Director Plan.