Filing Details

Accession Number:
0001214659-15-000356
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-01-16 11:24:05
Reporting Period:
2014-06-30
Filing Date:
2015-01-16
Accepted Time:
2015-01-16 11:24:05
Original Submission Date:
2014-09-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387713 Neulion Inc. NLN Cable & Other Pay Television Services (4841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1260042 Scott Paterson C/O Neulion, Inc.
1600 Old Country Road
Plainview NY 11803
Vice Chairman No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-06-09 114,700 $0.94 735,300 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-06-10 38,474 $0.92 696,826 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-06-12 100,000 $0.97 596,826 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-06-13 25,000 $1.03 571,826 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-06-16 120,000 $1.10 451,826 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-06-18 125,000 $1.20 326,826 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-06-30 26,826 $1.07 300,000 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-07-09 25,000 $1.11 275,000 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-08-22 35,000 $1.05 240,000 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-08-26 40,000 $1.06 200,000 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-08-28 50,000 $1.02 150,000 No 4 S Indirect Paterson Family Trust
Common Stock Disposition 2014-09-23 50,000 $0.98 8,792,113 No 4 G Direct
Common Stock Acquisiton 2014-09-23 50,000 $0.98 85,000 No 4 G Indirect G. Scott Paterson Foundation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 S Indirect Paterson Family Trust
No 4 G Direct
No 4 G Indirect G. Scott Paterson Foundation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 375,000 Indirect Patstar Inc.
Common Stock 341,724 Indirect G. Scott Paterson Inc.
Footnotes
  1. Mr. Paterson controls this company.
  2. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. These Shares were sold in multiple transactions at a price of US$0.94, inclusive.
  3. While Mr. Paterson does not have voting and investment power over the securities held by the Trust, he does have a pecuniary interest therein.
  4. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$0.92 to US$0.94, inclusive.
  5. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$0.95 to US$0.98, inclusive.
  6. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.02 to US$1.03, inclusive.
  7. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.07 to US$1.12, inclusive.
  8. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.18 to US$1.21, inclusive.
  9. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.07 to US$1.08, inclusive.
  10. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.10 to US$1.11, inclusive.
  11. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.04 to US$1.06, inclusive.
  12. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.06 to US$1.08, inclusive.
  13. These trades were executed on the Toronto Stock Exchange, and the sale price was in Canadian dollars. The sale price was converted to US dollars using the Bank of Canada noon rate on the date of sale. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from US$1.01 to US$1.02, inclusive.
  14. These shares were donated to the G. Scott Paterson Foundation. The closing price per share on that day was CDN$1.08. The price was converted to US dollars at an exchange rate of 0.9034, which was the Bank of Canada closing rate on the date of the donation.
  15. While Mr. Paterson has voting and investment power over the securities held by the Foundation, he does not have a pecuniary interest in, and disclaims beneficial ownership of, all such securities.