Filing Details

Accession Number:
0001140361-15-001931
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-15 16:58:02
Reporting Period:
2015-01-13
Filing Date:
2015-01-15
Accepted Time:
2015-01-15 16:58:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501756 Avalanche Biotechnologies Inc. AAVL Biological Products, (No Disgnostic Substances) (2836) 205258327
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614872 W. Thomas Chalberg C/O Avalanche Biotechnologies, Inc.
1035 O'Brien Drive, Suite A
Menlo Park CA 94025
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-13 85,000 $55.46 285,988 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 420,000 Indirect See Footnote
Common Stock 420,000 Indirect See Footnote
Common Stock 413 Indirect See Footnote
Footnotes
  1. The shares are held directly by Thomas W. Chalberg, as Trustee of the Thomas W. Chalberg 2014 Grantor Retained Annuity Trust under agreement dated April 30, 2014.
  2. The shares are held directly by the Stefanie R. Chalberg 2014 Grantor Retained Annuity Trust under agreement Dated April 30, 2014.
  3. The shares are held directly by the 2009 Chalberg Family Trust, Thomas W. Chalberg, Jr. and Stefanie Raue Chalberg, Trustees