Filing Details
- Accession Number:
- 0001140361-15-001792
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-14 16:45:46
- Reporting Period:
- 2015-01-12
- Filing Date:
- 2015-01-14
- Accepted Time:
- 2015-01-14 16:45:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 913077 | Affymetrix Inc | AFFX | Laboratory Analytical Instruments (3826) | 770319159 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577539 | Gavin Wood | C/O Affymetrix, Inc. 3420 Central Expressway Santa Clara CA 95051 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-12 | 4,200 | $10.29 | 58,562 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-01-12 | 6,000 | $8.29 | 64,562 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-12 | 10,200 | $10.77 | 54,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2015-01-12 | 4,200 | $0.00 | 4,200 | $10.29 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2015-01-12 | 6,000 | $0.00 | 6,000 | $8.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-06-23 | No | 4 | M | Direct | |
| 0 | 2016-08-20 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to a 10b5-1 Trading Plan.
- Stock option became exercisable in equal annual installments over four years from the grant date of June 23, 2008.
- Stock option became exercisable in equal annual installments over four years from the grant date of August 20, 2009.
Billionaire Hedge Funds
