Filing Details

Accession Number:
0001571049-15-000169
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-09 21:01:30
Reporting Period:
2015-01-07
Filing Date:
2015-01-09
Accepted Time:
2015-01-09 21:01:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1597503 Northstar Asset Management Group Inc. NSAM Real Estate (6500) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1465572 Albert Tylis C/O Northstar Asset Mgmt Group Inc.
399 Park Avenue, 18Th Floor
New York NY 10022
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-07 210,704 $21.30 921,584 No 4 S Direct
Common Stock Disposition 2015-01-08 145,306 $21.50 776,278 No 4 S Direct
Common Stock Disposition 2015-01-09 65,122 $21.30 711,156 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale reported was effected pursuant to the 10b5-1 sales plan (the "10b5-1 Plan") previously adopted by the reporting person. No shares remain available for sale under the 10b5-1 Plan.
  2. Represents a weighted average price per share. These shares were sold in multiple transactions ranging from $21.110 to $21.430, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, NorthStar Asset Management Group Inc. (the "Company") or a security holder of the Company, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Excludes: (i) 284,351 deferred LTIP Units; (ii) 314,403 shares of common stock of the Company to be issued to the extent performance conditions are met on restricted stock units ("RSUs") previously issued by NorthStar Realty Finance Corp.; and (iii) awards issued pursuant to the Company's 2014 Omnibus Stock Incentive Plan consisting of an aggregate of 934,578 shares of the Company's performance common stock, which vest over four years and are subject to the achievement of various performance-based vesting conditions and continued employment, as further described in the Company's public filings. "Deferred LTIP Units" represent the right to receive an equal number of units of limited partnership interests ("LTIP Units") structured as profits interests in the Company's operating partnership, if any, or shares of the Company's common stock if such LTIP Units are not available.
  4. Represents a weighted average price per share. These shares were sold in multiple transactions ranging from $21.300 to $21.650, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Represents a weighted average price per share. These shares were sold in multiple transactions ranging from $20.955 to $21.630, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.