Filing Details
- Accession Number:
- 0001144204-15-001664
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-09 19:00:24
- Reporting Period:
- 2015-01-07
- Filing Date:
- 2015-01-09
- Accepted Time:
- 2015-01-09 19:00:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326190 | Pharmathene Inc | PIP | Pharmaceutical Preparations (2834) | 202726770 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535179 | L Linda Chang | C/O Pharmathene, Inc., One Park Place, Ste 450 Annapolis MD 21401 | Svp, Cfo & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2015-01-07 | 29,600 | $1.13 | 59,600 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2015-01-07 | 29,600 | $2.10 | 30,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase | Disposition | 2015-01-07 | 29,600 | $0.00 | 29,600 | $1.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,400 | 2022-12-03 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2014.
- These shares were sold in multiple transactions all at the same price of $2.10 per share.
- These options were part of a grant of 75,000 options on 12/03/2012, which vest 25% on each of the first, second, third and fourth anniversaries of the grant date.
Billionaire Hedge Funds
