Filing Details

Accession Number:
0001133521-15-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-09 16:48:02
Reporting Period:
2015-01-07
Filing Date:
2015-01-09
Accepted Time:
2015-01-09 16:48:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393066 Resolute Forest Products Inc. RFP Paper Mills (2621) 980526415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1133521 Steelhead Partners Llc 333 108Th Avenue Ne
Suite 2010
Bellevue WA 98004
No No No Yes
1327721 Michael James Johnston 333 108Th Avenue Ne
Suite 2010
Bellevue WA 98004
No No No Yes
1327722 Katz Brian Klein 333 108Th Avenue Ne
Suite 2010
Bellevue WA 98004
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-07 200,000 $16.40 11,945,956 No 4 S Indirect See footnotes
Common Stock Disposition 2015-01-07 10,788 $16.48 11,935,168 No 4 S Indirect See footnotes
Common Stock Disposition 2015-01-08 6,032 $16.68 11,929,136 No 4 S Indirect See footnotes
Common Stock Disposition 2015-01-09 780 $16.53 11,928,356 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. The reporting persons are: (i) Steelhead Partners, LLC ("Steelhead"), a registered investment adviser within the meaning of Rule 16a-1(a)(1)(v) under the Securities Exchange Act of 1934; and (ii) each of James Michael Johnston and Brian Katz Klein, Steelhead's member-managers.
  2. 11,871,500 shares of common stock reported on this Form 4 are beneficially held by Steelhead Navigator Master, L.P. ("Steelhead Navigator"). The balance of the shares reported on this Form 4 are beneficially held by other investment limited partnerships, which are themselves not the beneficial owners of more than 10% of the issuer's common stock (these investment partnerships together with Steelhead Navigator, the "Funds"). Steelhead serves as the investment manager of the Funds. As a greater than 10% beneficial owner, Steelhead Navigator is separately reporting these transactions on a Form 4 filed concurrently herewith.
  3. Steelhead and the other reporting persons may be deemed to have a pecuniary interest in the securities owned by the Funds insofar as Steelhead is the general partner (or the sole owner of the general partner) of the Funds. The reporting persons have elected therefore to file this Form 4 voluntarily to report these holdings, notwithstanding the reporting exemption applicable to registered investment advisers under Rule 16a-1(a)(1)(v) and to control persons under Rule 16a-1(a)(1)(vii). The filing of this Form 4 should not, however, be deemed an admission by any of the reporting persons that such person falls outside the scope of the foregoing exemptions, or that the reporting persons and/or the Funds form a group within the meaning of Rule 16a-1(a)(1). Each of Steelhead, Mr. Johnston, Mr. Klein and each of the Funds expressly disclaims beneficial ownership in these securities, except to the extent of their respective pecuniary interests therein.