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Filing Details

Accession Number:: 0001104659-15-001294
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-01-08 18:01:11
Reporting Period:: 2015-01-06

Filing Date:: 2015-01-08
Accepted Time:: 2015-01-08 18:01:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1598646	Minerva Neurosciences Inc.	NERV	Pharmaceutical Preparations (2834)	260784194

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1599354	Care Capital Offshore Investments Iii Lp	47 Hulfish Street Suite 310 Princeton NJ 08542	No	No	Yes	No
1599355	L.p. Iii Investments Capital Care	47 Hulfish Street Suite 310 Princeton NJ 08542	No	No	Yes	No
1599356	Care Capital Iii Llc	47 Hulfish Street Suite 310 Princeton NJ 08542	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-01-06	396,871	$7.94	3,486,341	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2015-01-07	64,278	$5.85	3,422,063	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2015-01-08	70,659	$5.66	3,351,404	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

The shares were sold as follows: 390,352 by Care Capital Investments III L.P. and 6,519 by Care Capital Offshore Investments III LP.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $6.50, inclusive. The reporting person undertakes to provide to Minerva Neurosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) (5) and (8).
Consists of 3,429,076 shares held by Care Capital Investments III L.P. and 57,265 shares held by Care Capital Offshore Investments III LP. Care Capital III, LLC is the general partner of Care Capital Investments III L.P. and Care Capital Offshore Investments III LP and as a result, Care Capital III, LLC has the ultimate power to vote or direct the vote and to dispose or direct the disposition of such shares. Care Capital III, LLC is managed by three or more members and accordingly none of the managing members is deemed to have voting or dispositive control over the securities.
The shares were sold as follows: 63,222 by Care Capital Investments III L.P. and 1,056 by Care Capital Offshore Investments III LP.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $5.50, inclusive.
Consists of 3,365,854 shares held by Care Capital Investments III L.P. and 56,209 shares held by Care Capital Offshore Investments III LP. Care Capital III, LLC is the general partner of Care Capital Investments III L.P. and Care Capital Offshore Investments III LP and as a result, Care Capital III, LLC has the ultimate power to vote or direct the vote and to dispose or direct the disposition of such shares. Care Capital III, LLC is managed by three or more members and accordingly none of the managing members is deemed to have voting or dispositive control over the securities.
The shares were sold as follows: 69,499 by Care Capital Investments III L.P. and 1,160 by Care Capital Offshore Investments III LP.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.88 to $5.56, inclusive.
Consists of 3,296,355 shares held by Care Capital Investments III L.P. and 55,049 shares held by Care Capital Offshore Investments III LP. Care Capital III, LLC is the general partner of Care Capital Investments III L.P. and Care Capital Offshore Investments III LP and as a result, Care Capital III, LLC has the ultimate power to vote or direct the vote and to dispose or direct the disposition of such shares. Care Capital III, LLC is managed by three or more members and accordingly none of the managing members is deemed to have voting or dispositive control over the securities.