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Filing Details

Accession Number:: 0001405086-15-000009
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-01-08 12:10:38
Reporting Period:: 2012-08-24

Filing Date:: 2015-01-08
Accepted Time:: 2015-01-08 12:10:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1294157	Dr. Tattoff Inc.	(NONE)	Services-Misc Health & Allied Services, Nec (8090)	200594204

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1556025	Grat 2009 Heller M. Andrew	C/O Commonwealth Trust Company 29 Bancroft Mills Road, 2Nd Fl. Wilmington DE 19806	No	No	Yes	No
1629214	W. Brett Dixon	6 Saint James Place Norwalk CT 06853	No	No	Yes	No
1629895	M. Andrew Heller	C/O The Andrew M. Heller 2009 Grat 29 Bancroft Mills Road, 2Nd Floor Wilmington DE 19806	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-01	125,000	$0.00	1,655,613	No	4	P	Indirect	SEE FOOTNOTE
Common Stock	Acquisiton	2014-08-01	125,000	$0.00	1,780,613	No	4	P	Indirect	SEE FOOTNOTE
Common Stock	Acquisiton	2014-10-01	250,000	$0.00	2,030,613	No	4	P	Indirect	SEE FOOTNOTE
Common Stock	Acquisiton	2015-01-02	500,000	$0.00	2,530,613	No	4	P	Indirect	SEE FOOTNOTE

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	SEE FOOTNOTE
No	4	P	Indirect	SEE FOOTNOTE
No	4	P	Indirect	SEE FOOTNOTE
No	4	P	Indirect	SEE FOOTNOTE

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2012-08-24	0	$0.00	400,000	$0.49
Common Stock	Secured Senior Subordinated Convertible Promissory Note	Acquisiton	2013-05-31	0	$200,000.00	307,692	$0.65
Common Stock	Secured Senior Subordinated Convertible Promissory Note	Acquisiton	2013-05-31	0	$200,000.00	307,692	$0.65
Common Stock	Warrants	Acquisiton	2013-05-31	76,924	$0.00	76,924	$0.78
Common Stock	Warrants	Acquisiton	2013-05-31	76,924	$0.00	76,924	$0.78
Common Stock	Warrants	Acquisiton	2013-12-31	230,769	$0.00	230,769	$0.78
Common Stock	Warrants	Acquisiton	2013-12-31	230,769	$0.00	230,769	$0.78
Common Stock	Warrants	Acquisiton	2014-04-07	250,000	$0.00	250,000	$0.65
Common Stock	Warrants	Disposition	2014-06-01	250,000	$0.00	250,000	$0.65

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-08-24	2017-07-31	No	4	P	Direct
0	2013-05-31		No	4	P	Direct
0	2013-05-31		No	4	P	Indirect
76,924		2018-05-31	No	4	P	Direct
76,924		2018-05-31	No	4	P	Indirect
307,693	2013-12-31	2018-05-31	No	4	P	Direct
307,693	2013-12-31	2018-05-31	No	4	P	Indirect
250,000	2014-04-07	2019-04-07	No	4	P	Indirect
0	2014-04-07	2019-04-07	No	4	P	Indirect

Footnotes

Represents shares of common stock of Dr. Tattoff, Inc. (the "Issuer") owned indirectly by Andrew M. Heller ("Mr. Heller"). Such shares are held directly by Heller Lending, LLC ("Heller Lending"). Mr. Heller is a Manager and the sole member of Heller Lending and may be deemed to have beneficial ownership of such shares. The shares were acquired from the Issuer in exchange for certain warrants previously issued to Heller Lending in connection with an Unsecured Interim Term Promissory Note (the "Promissory Note"). Mr. Heller disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the Common Stock (except to the extent of his pecuniary interest in such securities), and this report shall not be deemed an admission that Mr. Heller is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Represents warrants exercisable for shares of common stock of the Issuer owned directly by Mr. Heller. Such warrants were acquired by Mr. Heller from the Issuer as compensation for certain consulting services provided by Mr. Heller to the Issuer.
Represents Secured Senior Subordinated Convertible Promissory Notes of the Issuer (the "Convertible Notes") owned directly by The Andrew M. Heller 2009 GRAT (the "GRAT").
Represents Convertible Notes owned indirectly by Mr. Heller. The Convertible Notes are owned directly by the GRAT. Mr. Heller is the settlor of and beneficiary of the GRAT and may be deemed to have beneficial ownership of the Convertible Notes. Mr. Heller disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the Convertible Notes (except to the extent of his pecuniary interest in such securities), and this report shall not be deemed an admission that Mr. Heller is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Represents warrants exercisable for shares of common stock of the Issuer to be issued to the GRAT upon the conversion of the Convertible Notes.
Represents warrants exercisable for shares of common stock of the Issuer to be owned indirectly by Mr. Heller. Such warrants are to be issued to the GRAT upon the conversion of the Convertible Notes.
Represents additional warrants exercisable for shares of common stock of the Issuer to be issued to the GRAT upon the conversion of the Convertible Notes. The right of the GRAT to receive these additional warrants upon such exercise was created in connection with an adjustment of the terms of the Convertible Notes.
Represents additional warrants exercisable for shares of common stock of the Issuer to be issued to the GRAT upon the conversion of the Convertible Notes and to be owned indirectly by Mr. Heller. These warrants will be owned directly by the GRAT. The right of the GRAT to receive these additional warrants upon such exercise was created in connection with an adjustment of the terms of the Convertible Notes.
Represents warrants exercisable for shares of common stock of the Issuer owned indirectly by Mr. Heller. These warrants are held directly by Heller Lending. These warrants were issued in connection with the issuance to Heller Lending of a Short Term Unsecured Promissory Note by the Issuer.
Represents warrants exercisable for shares of common stock of the Issuer owned indirectly by Mr. Heller. These warrants were held directly by Heller Lending. These warrants were issued in connection with the issuance to Heller Lending of a Short Term Unsecured Promissory Note by the Issuer. These warrants were converted into shares of common stock of the Issuer.