Filing Details

Accession Number:
0001179110-15-000533
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-06 17:55:44
Reporting Period:
2015-01-02
Filing Date:
2015-01-06
Accepted Time:
2015-01-06 17:55:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1338095 Nephrogenex Inc. NRX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
943431 Joshua Ruch 152 West 57Th Street, 23Rd Floor
New York NY 10019
No No Yes No
1082907 Habib Kairouz 152 West 57Th Street, 23Rd Floor
New York NY 10019
No No Yes No
1120545 Mark Leschly 152 West 57Th Street, 23Rd Floor
New York NY 10019
No No Yes No
1325379 Rho Ventures V Affiliates, Llc 152 West 57Th Street, 23Rd Floor
New York NY 10019
No No Yes No
1325380 Rmv V, L.l.c. 152 West 57Th Street, 23Rd Floor
New York NY 10019
No No Yes No
1325383 Rho Ventures V, L.p. 152 West 57Th Street, 23Rd Floor
New York NY 10019
No No Yes No
1325385 Rho Capital Partners Llc 152 West 57Th Street, 23Rd Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-02 88,000 $10.83 1,238,826 No 4 S Indirect See Footnote
Common Stock Disposition 2015-01-05 164,919 $10.54 1,073,907 No 4 S Indirect See Footnote
Common Stock Disposition 2015-01-06 20,941 $9.90 1,052,966 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Rho Ventures V, L.P. ("RV V") sold 80,898 shares and Rho Ventures V Affiliates, L.L.C. ("RV V Affiliates") sold 7,102 shares.
  2. Consists of 1,138,840 shares held by RV V and 99,986 shares held by RV V Affiliates.
  3. RV V sold 151,608 shares and RV V Affiliates sold 13,311 shares.
  4. Consists of 987,232 shares held by RV V and 86,675 shares held by RV V Affiliates.
  5. RV V sold 19,251 shares and RV V Affiliates sold 1,690 shares.
  6. Consists of 967,981 shares held by RV V and 84,985 shares held by RV V Affiliates.
  7. RMV V, L.L.C. ("RMV") is the general partner of RV V and the managing member of RV V Affiliates. Rho Capital Partners LLC ("RCP LLC") is the managing member of RMV. Each of RMV and RCP LLC disclaim beneficial ownership of the reportable securities and this report shall not be deemed an admission that RMV or RCP LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein. Habib Kairouz, Mark Leschly and Joshua Ruch are managing members of RCP LLC. Each of Habib Kairouz, Mark Leschly and Joshua Ruch disclaim beneficial ownership of the reportable securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities, except to the extent of his pecuniary interest therein.