Filing Details
- Accession Number:
- 0001140361-14-046760
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-30 20:57:19
- Reporting Period:
- 2014-12-29
- Filing Date:
- 2014-12-30
- Accepted Time:
- 2014-12-30 20:57:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 913077 | Affymetrix Inc | AFFX | Laboratory Analytical Instruments (3826) | 770319159 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577539 | Gavin Wood | C/O Affymetrix, Inc. 3420 Central Expressway Santa Clara CA 95051 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-29 | 2,000 | $8.71 | 59,296 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-29 | 5,000 | $2.97 | 64,296 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-29 | 4,900 | $4.22 | 69,196 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-29 | 3,900 | $5.31 | 73,096 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-29 | 18,734 | $10.20 | 54,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2014-12-29 | 2,000 | $0.00 | 2,000 | $8.71 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2014-12-29 | 5,000 | $0.00 | 5,000 | $2.97 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2014-12-29 | 4,900 | $0.00 | 4,900 | $4.22 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2014-12-29 | 3,900 | $0.00 | 3,900 | $5.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-08-21 | No | 4 | M | Direct | |
| 0 | 2016-02-19 | No | 4 | M | Direct | |
| 0 | 2017-08-19 | No | 4 | M | Direct | |
| 1,300 | 2018-02-17 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to a 10b5-1 Trading Plan.
- These sales were executed in multiple trades at prices ranging from $10.15 to $10.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Stock option became exercisable in equal annual installments over four years from the grant date of August 21, 2008.
- Stock option became exercisable in equal annual installments over four years from the grant date of February 19, 2009.
- Stock option became exercisable in equal annual installments over four years from the grant date of August 19, 2010.
- Stock option becomes exercisable in equal annual installments over four years from the grant date of February 17, 2011.
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