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Filing Details

Accession Number:
0001144204-14-076465
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-30 17:12:08
Reporting Period:
2014-12-30
Filing Date:
2014-12-30
Accepted Time:
2014-12-30 17:12:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
764811 Communityone Bancorp COB National Commercial Banks (6021) 561456589
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475444 Tc Group Cayman Investment Holdings, L.p. C/o Intertrust Corporate Services,
190 Elgin Avenue
George Town, Grand Cayman E9 KY1-9005
No No Yes No
1502381 Tcg Financial Services, L.p. C/o The Carlyle Group,
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1502382 Carlyle Financial Services, Ltd. C/o The Carlyle Group,
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1502383 Carlyle Financial Services Harbor, L.p. C/o The Carlyle Group,
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1527166 L.p. Group Carlyle C/o The Carlyle Group,
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548624 L.l.c. Management Group Carlyle C/o The Carlyle Group,
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548629 L.l.c. Gp Ii Holdings Carlyle C/o The Carlyle Group,
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548630 L.p. Ii Holdings Carlyle C/o The Carlyle Group,
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548636 L.p. Sub Holdings Investment Cayman Group Tc C/o Intertrust Corporate Services,
190 Elgin Avenue
George Town, Grand Cayman E9 KY1-9005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Per Share Acquisiton 2014-12-30 842,063 $10.56 5,772,376 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. The number of shares presented herein reflects the effectiveness of a one-for-one hundred reverse stock split on October 31, 2011.
  2. Carlyle Financial Services Harbor, L.P. is the record holder of these shares. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services Harbor, L.P. Each of such reporting persons expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.