Filing Details

Accession Number:
0001209191-14-078322
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-30 13:41:40
Reporting Period:
2014-12-27
Filing Date:
2014-12-30
Accepted Time:
2014-12-30 13:41:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1600470 Eclipse Resources Corp ECR Crude Petroleum & Natural Gas (1311) 464812998
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1142791 Martin D Phillips 1100 Louisiana Street,
Suite 4900
Houston TX 77002
Yes No Yes No
1167138 B David Miller 1100 Louisiana Street, Suite 4900
Houston TX 77002
No No Yes No
1181757 R Gary Petersen 1100 Louisiana Street, Suite 4900
Houston TX 77002
No No Yes No
1229915 L Robert Zorich 1100 Louisiana Street,
Suite 4900
Houston TX 77002
Yes No Yes No
1290911 Encap Investments Gp, L.l.c. 1100 Louisiana Street, Suite 4900
Houston TX 77002
No No Yes No
1290912 Rnbd Gp Llc 1100 Louisiana Street,
Suite 4900
Houston TX 77002
No No Yes No
1504103 Encap Energy Capital Fund Viii, L.p. 1100 Louisiana Street, Suite 4900
Houston TX 77002
No No Yes No
1537403 Encap Energy Capital Fund Viii Co-Investors, L.p. 1100 Louisiana Street, Suite 4900
Houston TX 77002
No No Yes No
1565683 Encap Energy Capital Fund Ix, L.p. 1100 Louisiana Street, Suite 4900
Houston TX 77002
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-12-27 4,136,353 $7.04 4,136,353 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-12-27 9,558,304 $7.04 9,558,304 No 4 P Indirect See footnote
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-12-27 30,967,616 $7.04 30,967,616 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 129,700,000 Indirect See footnotes
Footnotes
  1. On December 27, 2014, EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"), EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest") and EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX" and collectively with EnCap Fund VIII and EnCap Fund VIII Co-Invest, the "EnCap Funds") entered into a Securities Purchase Agreement with the Issuer to purchase shares of common stock in a private placement transaction. The issuance of the foregoing is subject to the satisfaction of customary closing conditions.
  2. These securities are directly held by EnCap Fund VIII. The EnCap Funds are controlled indirectly by David B. Miller, D. Martin Phillips, Gary R. Petersen, and Robert L. Zorich, who are the controlling members of RNBD GP LLC ("RNBD") and any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), which is the general partner of EnCap Investments L.P. ("EnCap Investments"), which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the sole general partner of EnCap Fund VIII. Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities.
  3. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
  4. These securities are directly held by EnCap Fund VIII Co-Invest. The EnCap Funds are controlled indirectly by Messrs. Miller, Phillips, Petersen, and Zorich, who are the controlling members of RNBD and any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, which is the general partner of EnCap Investments, which is the general partner of EnCap Fund VIII GP, the sole general partner of EnCap Fund VIII Co-Invest. Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities.
  5. These securities are directly held by EnCap Fund IX. The EnCap Funds are controlled indirectly by Messrs. Miller, Phillips, Petersen, and Zorich, who are the controlling members of RNBD and any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, which is the general partner of EnCap Investments, which is the general partner of EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"), the sole general partner of EnCap Fund IX. Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments and EnCap Fund IX GP may be deemed to beneficially own these securities.
  6. Eclipse Resources Holdings, L.P. ("Eclipse Holdings") directly holds 129,700,000 shares of common stock. The EnCap Funds collectively own 100% of the Class A Units of Eclipse Holdings. The EnCap Funds are controlled indirectly by Messrs. Miller, Phillips, Petersen, and Zorich, who are the controlling members of RNBD and any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, which is the general partner of EnCap Investments, which is the general partner of EnCap Equity Fund VIII GP and EnCap Equity Fund IX GP. EnCap Fund VIII GP is the sole general partner of each of EnCap Fund VIII and EnCap Fund VIII Co-Invest. EnCap Fund IX GP is the sole general partner of EnCap Fund IX.
  7. (Continued from footnote 6) Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments, EnCap VIII GP, EnCap Fund IX GP, EnCap Fund VIII, EnCap Fund VIII Co-Invest and EnCap Fund IX may be deemed to beneficially own these securities.