Filing Details
- Accession Number:
- 0000318306-14-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-29 17:55:20
- Reporting Period:
- 2014-12-24
- Filing Date:
- 2014-12-29
- Accepted Time:
- 2014-12-29 17:55:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 318306 | Plasmatech Biopharmaceuticals Inc | PTBI | Pharmaceutical Preparations (2834) | 830221517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225978 | Sco Capital Partners Llc | 1325 Ave Of The Americas 27Th Fl. New York NY 10019 | No | No | Yes | No | |
| 1294343 | H Steven Rouhandeh | C/O Sco Capital Partners Llc 1325 Avenue Of The Americas 27Th Floor New York NY 10019 | Yes | No | Yes | No | |
| 1354279 | Beach Capital Llc | 1325 Avenue Of The Americas 27Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-24 | 250,000 | $4.00 | 316,214 | No | 4 | P | Indirect | SCO Capital Partners LLC |
| Common Stock | Acquisiton | 2014-12-24 | 4,922,102 | $4.00 | 5,238,316 | No | 4 | C | Indirect | SCO Capital Partners LLC |
| Common Stock | Acquisiton | 2014-12-24 | 385,725 | $4.00 | 389,147 | No | 4 | C | Indirect | Beach Capital LLC |
| Common Stock | Acquisiton | 2014-12-24 | 831,836 | $4.00 | 6,070,152 | No | 4 | C | Indirect | SCO Capital Partners LLC |
| Common Stock | Acquisiton | 2014-12-24 | 65,280 | $4.00 | 454,427 | No | 4 | C | Indirect | Beach Capital LLC |
| Common Stock | Acquisiton | 2014-12-24 | 4,306,950 | $4.00 | 10,377,102 | No | 4 | J | Indirect | SCO Capital Partners LLC |
| Common Stock | Acquisiton | 2014-12-24 | 693,051 | $4.00 | 1,147,477 | No | 4 | J | Indirect | Beach Capital LLC |
| Common Stock | Acquisiton | 2014-12-24 | 1,703,362 | $4.00 | 12,080,463 | No | 4 | J | Indirect | SCO Capital Partners LLC |
| Common Stock | Acquisiton | 2014-12-24 | 216,718 | $4.00 | 1,364,195 | No | 4 | J | Indirect | Beach Capital LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | SCO Capital Partners LLC |
| No | 4 | C | Indirect | SCO Capital Partners LLC |
| No | 4 | C | Indirect | Beach Capital LLC |
| No | 4 | C | Indirect | SCO Capital Partners LLC |
| No | 4 | C | Indirect | Beach Capital LLC |
| No | 4 | J | Indirect | SCO Capital Partners LLC |
| No | 4 | J | Indirect | Beach Capital LLC |
| No | 4 | J | Indirect | SCO Capital Partners LLC |
| No | 4 | J | Indirect | Beach Capital LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrants | Acquisiton | 2014-12-24 | 250,000 | $0.01 | 250,000 | $5.00 |
| Common Stock | Series A Cumulative Convertible Preferred Stock | Disposition | 2014-12-24 | 1,969 | $4.00 | 4,922,102 | $4.00 |
| Common Stock | Series A Cumulative Convertible Preferred Stock | Disposition | 2014-12-24 | 154 | $4.00 | 385,725 | $4.00 |
| Common Stock | Series B Cumulative Convertible Preferred Stock | Disposition | 2014-12-24 | 861 | $4.00 | 4,306,950 | $4.00 |
| Common Stock | Series B Cumulative Convertible Preferred Stock | Disposition | 2014-12-24 | 139 | $4.00 | 693,051 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 702,195 | 2014-12-24 | 2019-12-24 | No | 4 | P | Indirect |
| 0 | 2014-12-24 | 2014-12-24 | No | 4 | C | Indirect |
| 0 | 2014-12-24 | 2014-12-24 | No | 4 | C | Indirect |
| 0 | 2014-12-24 | 2014-12-24 | No | 4 | J | Indirect |
| 0 | 2014-12-24 | 2014-12-24 | No | 4 | J | Indirect |
Footnotes
- Series A Cumulative Convertible Preferred Stock was converted by the Company into common stock on 12/24/2014.
- Series B Cumulative Convertible Preferred Stock was exchanged for common stock by the company at 12/24/2014.
- Series A and Series B Preferred Stock dividends due and interest due on dividends and liquidated damages was converted into common stock by the company on 12/24/2014.
Billionaire Hedge Funds
