Filing Details

Accession Number:
0001127602-14-035992
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-24 12:02:52
Reporting Period:
2014-12-23
Filing Date:
2014-12-24
Accepted Time:
2014-12-24 12:02:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325581 L Susan Blount 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-23 3,129 $92.00 27,374 No 4 S Direct
Common Stock Disposition 2014-06-06 900 $0.00 30,503 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,519 Indirect By 401(k)
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2014.
  2. Following the transactions reported on this Form 4, Ms. Blount continues to hold 27,374 shares directly and 1,519 shares indirectly in a 401(k) account. Ms. Blount also holds an additional 65,783 vested stock options, 75,319 unvested stock options, and 21,601 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. Gift to a 501(c)(3) charitable foundation.
  4. Amount reported has been adjusted to include 85 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2013 and September 30, 2014 based on a plan statement dated September 30, 2014. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).