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Home > Insider Trading > Filing (0000950103-14-009015)

Filing Details

Accession Number:
0000950103-14-009015
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-23 20:54:58
Reporting Period:
2014-12-21
Filing Date:
2014-12-23
Accepted Time:
2014-12-23 20:54:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1471261 Cobalt International Energy Inc. CIE Crude Petroleum & Natural Gas (1311) 270821169
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477019 W. James Farnsworth Cobalt Center
920 Memorial City Way, Suite 100
Houston TX 77024		 Chief Exploration Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-21 248,155 $0.00 1,164,362 No 4 D Direct
Common Stock Disposition 2014-12-22 31,665 $8.82 1,132,697 No 4 S Direct
Common Stock Disposition 2014-08-20 249,750 $0.00 250,000 No 5 G Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 S Direct
No 5 G Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,000 Indirect See footnote
Footnotes
  1. 248,155 shares represent restricted shares that were scheduled to vest on December 21, 2014, but only if the average of the volume weighted average price of a share of the Issuer's Common Stock during the 90-day period ending on the day before December 21, 2014 equaled or exceeded $13.50. As the share price of the Issuer's Common Stock failed to meet this performance condition, these shares were forfeited.
  2. These shares were sold pursuant to a Rule 10b5-1 plan.
  3. Represents a gift of limited partnership interests in a limited partnership (the "Limited Partnership") by the reporting person to certain trusts for the benefit of the reporting person's children. The gift represents a 99.9% interest in the Limited Partnership. The reporting person disclaims beneficial ownership of the shares held by the Limited Partnership except to the extent of his pecuniary interest therein.
  4. These shares of Common Stock are directly held by the reporting person's spouse.