Filing Details

Accession Number:
0001209191-14-077800
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-23 17:23:38
Reporting Period:
2014-12-22
Filing Date:
2014-12-23
Accepted Time:
2014-12-23 17:23:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1454189 Auspex Pharmaceuticals Inc. ASPX Pharmaceutical Preparations (2834) 954862842
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1440127 A David Stamler 3333 N. Torrey Pines Court
Suite 400
La Jolla CA 92037
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-22 2,660 $0.90 3,643 No 4 M Direct
Common Stock Disposition 2014-12-22 1,560 $53.28 2,083 No 4 S Direct
Common Stock Disposition 2014-12-22 1,100 $53.92 983 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-12-22 2,660 $0.00 2,660 $0.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,274 2021-03-10 No 4 M Direct
Footnotes
  1. Includes 591 shares purchased through the Company's 2014 Employee Stock Purchase Plan ("ESPP") on May 20, 2014, and 392 shares purchased through the ESPP on November 20, 2014.
  2. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2014.
  3. This transaction was executed in multiple trades at prices ranging from a low of $52.80 to a high of $53.64. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from a low of $53.71 to a high of $54.065. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. The original option grant to purchase 30,934 shares of common stock (split-adjusted) is subject to monthly vesting over a four-year period beginning on February 15, 2011.