Filing Details

Accession Number:
0001140361-14-046247
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-23 13:57:14
Reporting Period:
2014-12-19
Filing Date:
2014-12-23
Accepted Time:
2014-12-23 13:57:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1011509 Golden Minerals Co AUMN Gold And Silver Ores (1040) 841363747
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305268 G Jeffrey Clevenger 350 Indiana Street
Suite 800
Golden CO 80401
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-19 17,500 $0.50 425,056 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,200 Indirect By spouse
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. These shares were sold pursuant to a Rule 10b5-1 plan entered into in March 2014 for the purpose of funding tax liabilities associated with the vesting of restricted stock issued pursuant to the Issuer's 2009 Equity Incentive plan.
  3. Includes 120,000 shares of restricted common stock that have not yet vested and were granted pursuant to the Issuer's 2009 Equity Incentive Plan.