Filing Details
- Accession Number:
- 0001209191-14-077144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-19 18:25:13
- Reporting Period:
- 2014-12-18
- Filing Date:
- 2014-12-19
- Accepted Time:
- 2014-12-19 18:25:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1452751 | Nimble Storage Inc | NMBL | Computer Storage Devices (3572) | 261418899 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1592518 | Daniel Leary | C/O Nimble Storage 211 River Oaks Parkway San Jose CA 95134 | Vp Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-18 | 3,440 | $1.65 | 95,387 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-18 | 13,560 | $3.74 | 108,947 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-18 | 19,500 | $0.10 | 128,447 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-18 | 17,000 | $28.53 | 111,447 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-18 | 3,440 | $0.00 | 3,440 | $1.65 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-18 | 13,560 | $0.00 | 13,560 | $3.74 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-18 | 19,500 | $0.00 | 19,500 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,724 | 2021-12-13 | No | 4 | M | Direct | |
| 155,275 | 2023-02-25 | No | 4 | M | Direct | |
| 85,500 | 2018-06-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 360,000 | Indirect | See Footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2014.
- The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $28.30 to a high sale price of $28.84. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- Held directly by The Daniel Leary Living Trust. The reporting person has sole voting and investment control over these shares.
- The stock option grant vested as to 1/4th of the total number of shares on November 16, 2012 and thereafter vested as to 1/48th of the total number of shares in equal monthly installments.
- The stock option grant vested as to 1/4th of the total number of shares on February 26, 2014 and thereafter vested as to 1/48th of the total number of shares in equal monthly installments.
- The stock option was fully vested as of May 19, 2012.
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