Filing Details

Accession Number:
0000820318-14-000076
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-19 16:24:49
Reporting Period:
2014-12-18
Filing Date:
2014-12-19
Accepted Time:
2014-12-19 16:24:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196391 E Thomas Mistler 826 Walker Stone Drive
Cary NC 27513-8379
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-18 4,000 $9.55 18,165 No 4 M Direct
Common Stock Disposition 2014-12-18 4,000 $14.00 14,165 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Disposition 2014-12-18 4,000 $0.00 4,000 $9.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,608 2015-02-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,269,772 Indirect By Limited Partnerships
Common Stock 361,296 Indirect By Trusts
Footnotes
  1. Represents the interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein.
  2. The option vested in 5 equal annual installments beginning on 2/24/05.