Filing Details

Accession Number:
0001181431-14-039259
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-12-19 12:05:20
Reporting Period:
2014-03-26
Filing Date:
2014-12-19
Accepted Time:
2014-12-19 12:05:20
Original Submission Date:
2014-03-27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515069 Carroll Bancorp Inc. CROL State Commercial Banks (6022) 275463184
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528259 Todd C. Brown 1321 Liberty Road
Sykesville MD 21784
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-26 3,477 $16.00 13,939 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock common stock warrants (right to buy) Acquisiton 2014-03-26 3,477 $0.00 1,738 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,477 2014-03-26 2017-03-20 No 4 P Direct
Footnotes
  1. The reported securities are included within the 3,477 Units purchased by the reporting person pursuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.