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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-12-18 17:57:13
Reporting Period:
Filing Date:
Accepted Time:
2014-12-18 17:57:13
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1094831 Bgc Partners Inc. BGCP Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 134063515
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479226 T Stephen Curwood C/o Bgc Partners, Inc.
499 Park Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2014-12-17 7,600 $8.86 18,740 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. These shares were sold to BGC Partners, Inc. (the "Company") in an exempt transaction pursuant to Rule 16b-3 of the Securities and Exchange Act of 1934, as amended. The sale price per share was the closing price of the Company's Class A Common Stock on the date of sale, December 17, 2014, less 2%.
  2. Includes 11,713 shares of Class A Common Stock represented by 11,713 restricted stock units ("RSUs") granted under the Company's Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 11,713 RSUs, (i) 7,143 RSUs were granted on June 3, 2014, of which 3,572 RSUs will vest on June 3, 2015 and 3,571 RSUs will vest on June 3, 2016; (ii) 4,570 RSUs were granted on June 4, 2013, which will vest on June 4, 2015, all provided that the reporting person continues to serve as a member of the Company's Board of Directors on such dates.