Filing Details

Accession Number:
0001225033-14-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-18 17:23:32
Reporting Period:
2014-12-18
Filing Date:
2014-12-18
Accepted Time:
2014-12-18 17:23:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883902 Nci Building Systems Inc NCS Prefabricated Metal Buildings & Components (3448) 760127701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356191 W Mark Dobbins 10943 North Sam Houston Parkway West
Houston TX 77064
Pres. Metal Components Div. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2014-12-18 5,000 $8.85 132,169 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2014-12-18 5,000 $17.82 127,169 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Option to Purchase Common Stock Disposition 2014-12-18 5,000 $0.00 5,000 $8.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
248,808 2019-12-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 12,619 Indirect NCI 401(k) Plan.
Footnotes
  1. Represents the weighted average selling price for 5,000 shares sold within the range of $17.63 and $17.98. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Holdings calculated as of December 15, 2014.
  3. The options vested in four equal installments on Dec. 15, 2010, 2011, 2012, and 2013.