Filing Details

Accession Number:
0001144204-14-074801
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-18 17:08:38
Reporting Period:
2014-12-17
Filing Date:
2014-12-18
Accepted Time:
2014-12-18 17:08:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476765 Golub Capital Bdc Inc. GBDC () 272326940
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311018 E Lawrence Golub C/O Golub Capital Bdc, Inc.
150 South Wacker Drive, Suite 800
Chicago IL 60606
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-17 5,000 $17.16 475,851 No 4 P Indirect By GCOP LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By GCOP LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 288,964 Indirect By Whitehall Capital Investors IV, LLC
Common Stock, Par Value $0.001 Per Share 27,768 Indirect By GCI Development LLC
Common Stock, Par Value $0.001 Per Share 6,696 Indirect By Golub Capital LLC
Common Stock, Par Value $0.001 Per Share 2,397 Indirect 555 Madison III, LLC
Common Stock, Par Value $0.001 Per Share 58 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.09 to $17.29, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares are held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCOP LLC except to the extent of his pecuniary interest therein. As of the date hereof, Mr. Golub has no pecuniary interest in the shares of Common Stock held by GCOP LLC.
  3. The shares reported herein are directly beneficially owned by Whitehall Capital Investors IV, LLC and held for the benefit of Mr. Golub.
  4. Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares are held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein. As of the date hereof, Mr. Golub has no pecuniary interest in the shares of Common Stock held by GCI Development LLC.
  5. Due to his control of and ownership interest in Golub Capital LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by Golub Capital LLC except to the extent of his pecuniary interest therein.
  6. The shares reported herein are directly beneficially owned by 555 Madison III, LLC and held for the benefit of Mr. Golub.