Filing Details
- Accession Number:
- 0001144204-14-074762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-18 16:24:34
- Reporting Period:
- 2014-12-17
- Filing Date:
- 2014-12-18
- Accepted Time:
- 2014-12-18 16:24:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1337885 | Delias Inc. | DLIA | Retail-Catalog & Mail-Order Houses (5961) | 203397172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326150 | Prentice Capital Management, Lp | 33 Benedict Place 2Nd Floor Greenwich CT 06830 | Yes | No | Yes | No | |
| 1326156 | Michael Zimmerman | 33 Benedict Place 2Nd Floor Greenwich CT 06830 | Yes | No | Yes | No | |
| 1500181 | Prendel, Llc | C/O Prentice Capital Management, Lp, 33 Benedict Place, 2Nd Floor Greenwich CT 06830 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-17 | 100,000 | $0.01 | 5,971,429 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-17 | 950,000 | $0.01 | 5,021,429 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-17 | 950,000 | $0.01 | 4,071,429 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-17 | 100,000 | $0.01 | 3,971,429 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-17 | 900,000 | $0.01 | 3,071,429 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-18 | 900,000 | $0.01 | 2,171,429 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-18 | 171,429 | $0.01 | 2,000,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-18 | 550,000 | $0.01 | 1,450,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-18 | 300,000 | $0.01 | 1,150,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-18 | 200,000 | $0.01 | 950,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-18 | 950,000 | $0.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The securities of dELiA*s, Inc. (the "Issuer") reported herein were held by Prendel LLC ("Prendel"). Prentice Capital Management, LP ("Prentice Capital") is the investment manager of Prendel, and Michael Zimmerman controls, and is responsible for the supervision and conduct of all investment activities of, Prentice Capital. Prentice Capital and Michael Zimmerman are filing this Form 4 jointly with Prendel. Mr. Zimmerman and Prentice Capital disclaim beneficial ownership of the securities reported in this Form 4, except to the extent of their pecuniary interest therein.
Billionaire Hedge Funds
