Filing Details

Accession Number:
0001209191-14-076646
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-18 16:18:42
Reporting Period:
2014-12-18
Filing Date:
2014-12-18
Accepted Time:
2014-12-18 16:18:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343883 H Johnathan Short 2100 Riveredge Parkway
Suite 500
Atlanta GA 30328
General Counsel & Corp. Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-18 741 $112.48 12,482 No 4 M Direct
Common Stock Disposition 2014-12-18 963 $223.38 11,519 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Empoyee Stock Option (right to buy) Holding Disposition 2014-12-18 741 $0.00 741 $112.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,632 2021-01-11 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The common stock number referred in Table I is an aggregate number and represents 5,644 shares of common stock and 5,875 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.
  3. These options are fully vested.