Filing Details

Accession Number:
0001140361-14-045748
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-18 14:51:06
Reporting Period:
2014-12-17
Filing Date:
2014-12-18
Accepted Time:
2014-12-18 14:51:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921590 Valley Financial Corp VYFC Savings Institution, Federally Chartered (6035) 541702380
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475446 Scott Kevin Meade 36 Church Avenue Sw
Roanoke VA 24011
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-17 4,000 $8.75 7,716 No 4 M Direct
Common Stock Acquisiton 2014-12-17 2,000 $6.00 9,716 No 4 M Direct
Common Stock Acquisiton 2014-12-17 1,600 $3.05 11,316 No 4 M Direct
Common Stock Acquisiton 2014-12-17 600 $10.63 11,916 No 4 M Direct
Common Stock Disposition 2014-12-17 8,200 $19.80 3,716 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-17 4,000 $0.00 4,000 $8.75
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-17 2,000 $0.00 2,000 $6.00
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-17 1,600 $0.00 1,600 $3.05
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-17 600 $0.00 600 $10.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-07-08 No 4 M Direct
0 2018-12-29 No 4 M Direct
400 2019-12-09 No 4 M Direct
2,400 2023-10-17 No 4 M Direct
Footnotes
  1. The option, representing a right to purchase a total of 4,000 shares, became exercisable in five installments beginning on March 31, 2009.
  2. The option, representing a right to purchase a total of 2,000 shares, became exercisable in five installments beginning on December 30, 2009, which was the first anniversary of the date on which the option was granted.
  3. The option, representing a right to purchase a total of 2,000 shares, became exercisable in five installments beginning on December 31, 2010.
  4. The option, representing a right to purchase a total of 3,000 shares, became exercisable in five installments beginning on October 18, 2014, which was the first anniversary of the date on which the option was granted.