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Filing Details

Accession Number:: 0001209191-14-076406
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-17 18:10:09
Reporting Period:: 2014-12-15

Filing Date:: 2014-12-17
Accepted Time:: 2014-12-17 18:10:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1253689	Glycomimetics Inc	GLYC	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1222543	A Michael Henos	C/O Glycomimetics, Inc. 401 Professional Drive, Suite 250 Gaithersburg MD 20879		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-15	43,628	$0.33	497,436	No	4	X	Indirect	By funds
Common Stock	Disposition	2014-12-15	1,604	$8.98	495,832	No	4	S	Indirect	By funds
Common Stock	Disposition	2014-12-17	5,121	$8.97	490,711	No	4	S	Indirect	By funds

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	By funds
No	4	S	Indirect	By funds
No	4	S	Indirect	By funds

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock (right to buy)	Disposition	2014-12-15	5,133	$0.00	5,133	$0.33
Common Stock	Warrant to Purchase Common Stock (right to buy)	Disposition	2014-12-15	38,493	$0.00	38,493	$0.33

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-12-09	2015-12-09	No	4	X	Indirect
0	2008-07-03	2018-07-03	No	4	X	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	12,562	Direct
Common Stock	22,668	Indirect	By spouse

Footnotes

The reporting person is a manager of ATV III Partners, LLC, the general partner of Alliance Technology Ventures III, L.P. ("ATV III") and ATV III Affiliates Fund, L.P. ("ATV Affiliates"), and shares voting and investment power with respect to the securities held by ATV III and ATV Affiliates, but disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein.
On December 15, 2014, ATV III and ATV Affiliates exercised warrants to purchase a total of 43,628 shares of the issuer's common stock for $0.33 a share. ATV III and ATV Affiliates paid the exercise price on a cashless basis, resulting in the issuer's withholding of 1,604 of the warrant shares to pay the exercise price and issuing 41,620 shares to ATV III and 404 shares to ATV Affiliates. The issuer also paid cash to ATV III and ATV Affiliates in lieu of any fractional shares to be issued upon exercise of the warrants.
The total after the cashless exercise of the warrants includes 490,711 shares held by ATV III and 5,121 shares held by ATV Affiliates.
The common stock was sold by ATV Affiliates in a series of open market transactions on the transaction date with a volume weighted average sale price of $8.97. The range of sale prices for the transactions reported was $8.87 to $9.15 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
All of the shares were sold by ATV Affiliates. After this transaction, all shares are held by ATV III.
5,098 shares underlying warrants were held by ATV III and 35 shares underlying warrants are held by ATV Affiliates.
38,109 shares underlying warrants were held by ATV III and 384 shares underlying warrants are held by ATV Affiliates.