Filing Details

Accession Number:
0001209191-14-076403
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-17 17:54:28
Reporting Period:
2014-12-17
Filing Date:
2014-12-17
Accepted Time:
2014-12-17 17:54:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1211759 Connecture Inc CNXR Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1239607 R Jeffrey Jay 18500 W. Corporate Dr., Ste 250
Brookfield WI 53045
No No Yes No
1281446 Great Point Partners Llc 18500 W. Corporate Dr., Ste 250
Brookfield WI 53045
No No Yes No
1349965 Great Point Partners I Lp 18500 W. Corporate Dr., Ste 250
Brookfield WI 53045
No No Yes No
1397513 David Kroin 18500 W. Corporate Dr., Ste 250
Brookfield WI 53045
No No Yes No
1508954 Great Point Partners I Gp, Llc 165 Mason St., 3Rd Floor
Greenwich CT 06830
No No Yes No
1627377 Gpp - Connecture, Llc 18500 W. Corporate Dr., Ste 250
Brookfield WI 53045
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-17 5,898,851 $0.00 5,898,851 No 4 C Indirect By GPP-Connecture LLC
Common Stock Disposition 2014-12-17 395,886 $8.00 5,502,965 No 4 S Indirect By GPP-Connecture LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By GPP-Connecture LLC
No 4 S Indirect By GPP-Connecture LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2014-12-17 17,696,553 $0.00 5,898,851 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The Series B Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
  2. Shares held directly by GPP-Connecture LLC ("GPPC"). Great Point Partners I GP, LLC is the general partner of Great Point Partners I, LP, which is the sole managing member of GPPC. Dr. Jeffrey R. Jay is the senior managing member, and David Kroin is the special managing member, of Great Point Partners LLC, which is the investment manager to Great Point Partners I, L.P. Each of Dr. Jay, Mr. Kroin, Great Point Partners LLC, Great Point Partners I GP, LLC and Great Point Partners I, LP may be deemed to have voting and dispositive power over the shares held by GPPC, and disclaim beneficial ownership of the shares held by GPPC, except to the extent of their pecuniary interest therein.