Filing Details

Accession Number:
0001209191-14-076402
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-17 17:52:23
Reporting Period:
2014-12-17
Filing Date:
2014-12-17
Accepted Time:
2014-12-17 17:52:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1211759 Connecture Inc CNXR Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1025393 Jr/Ky A David Jones 18500 W. Corporate Dr., Ste. 250
Brookfield WI 53045
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-17 4,295,438 $0.00 4,295,438 No 4 C Indirect By Chrysalis Ventures II, L.P.
Common Stock Disposition 2014-12-17 288,276 $8.00 4,007,162 No 4 S Indirect By Chrysalis Ventures II, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Chrysalis Ventures II, L.P.
No 4 S Indirect By Chrysalis Ventures II, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2014-12-17 10,886,316 $0.00 3,628,772 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2014-12-17 2,000,000 $0.00 666,666 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
  2. Shares held directly by Chrysalis Ventures II, L.P. ("Chrysalis"), of whose board reporting person is a member, and may therefore be deemed to share voting and dispositive power over the shares held by Chrysalis. Reporting person disclaims beneficial ownership of the shares held by Chrysalis except to the extent of any pecuniary interest therein.