Filing Details

Accession Number:
0001209191-14-076393
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-17 17:44:53
Reporting Period:
2014-12-17
Filing Date:
2014-12-17
Accepted Time:
2014-12-17 17:44:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1211759 Connecture Inc CNXR Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1066868 Live Oak Equity Partners Lp 1268 Park Vista Dr.
Atlanta GA 30319
No No Yes No
1235689 Andrew James Gilbert 1268 Park Vista Dr.
Atlanta GA 30319
No No Yes No
1627595 J. A. Gilbert Gp, Llc 1268 Park Vista Dr.
Atlanta GA 30319
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-17 1,591,129 $0.00 1,591,129 No 4 C Indirect By LiveOak Equity Partners, L.P.
Common Stock Disposition 2014-12-17 106,784 $8.00 1,484,345 No 4 S Indirect By LiveOak Equity Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By LiveOak Equity Partners, L.P.
No 4 S Indirect By LiveOak Equity Partners, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2014-12-17 4,773,387 $0.00 1,591,129 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The Series A Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
  2. Shares held directly by LiveOak Equity Partners, L.P. ("LiveOak"). James A. Gilbert is the managing member of J.A. Gilbert GP LLC, which is the general partner of LiveOak. Each of James A. Gilbert and J.A. Gilbert GP LLC may be deemed to have voting and dispositive power over the shares held by LiveOak, and disclaim beneficial ownership of the shares held by LiveOak, except to the extent of their pecuniary interest therein.