Filing Details

Accession Number:
0001209191-14-076364
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-17 17:09:55
Reporting Period:
2014-12-15
Filing Date:
2014-12-17
Accepted Time:
2014-12-17 17:09:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1563855 Sophiris Bio Inc. SPHS Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015747 Joseph Lewis C/o Cay House P.o. Box N-7776 E.p.
Taylor Drive Lyford Cay
New Providence C5
No No Yes No
1465836 Boxer Asset Management Inc. C/o Cay House P.o. Box N-7776
E.p. Taylor Drive Lyford Cay
New Providence C5
No No Yes No
1465837 Boxer Capital, Llc 440 Stevens Ave, Suite 100
Solana Beach CA 92075
No No Yes No
1468223 Mva Investors, Llc 440 Stevens Ave, Suite 100
Solana Beach CA 92075
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-15 796,772 $0.61 1,518,613 No 4 S Direct
Common Stock Disposition 2014-12-15 84,707 $0.61 161,447 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The reporting person effected multiple open market sale transactions on the same day at different prices. The price in the table reflects the weighted average sale price of such trades on such date. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The range of prices for such transaction for the reporting person is $0.51 to $0.70.
  3. These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc. ("Boxer Management"), (iii) MVA Investors, LLC ("MVA Investors"), and (iv) Joseph Lewis (collectively, the "Boxer Group"), and indirectly by Boxer Management and Joseph Lewis, by virtue of their ownership in Boxer Capital.
  4. These securities are owned directly and solely by MVA Investors, which has sole voting and dispositive power with respect to these securities. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.