Filing Details
- Accession Number:
- 0001209191-14-076364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 17:09:55
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 17:09:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1563855 | Sophiris Bio Inc. | SPHS | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1015747 | Joseph Lewis | C/O Cay House P.o. Box N-7776 E.p. Taylor Drive Lyford Cay New Providence C5 | No | No | Yes | No | |
| 1465836 | Boxer Asset Management Inc. | C/O Cay House P.o. Box N-7776 E.p. Taylor Drive Lyford Cay New Providence C5 | No | No | Yes | No | |
| 1465837 | Boxer Capital, Llc | 440 Stevens Ave, Suite 100 Solana Beach CA 92075 | No | No | Yes | No | |
| 1468223 | Mva Investors, Llc | 440 Stevens Ave, Suite 100 Solana Beach CA 92075 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-15 | 796,772 | $0.61 | 1,518,613 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-15 | 84,707 | $0.61 | 161,447 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The reporting person effected multiple open market sale transactions on the same day at different prices. The price in the table reflects the weighted average sale price of such trades on such date. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The range of prices for such transaction for the reporting person is $0.51 to $0.70.
- These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc. ("Boxer Management"), (iii) MVA Investors, LLC ("MVA Investors"), and (iv) Joseph Lewis (collectively, the "Boxer Group"), and indirectly by Boxer Management and Joseph Lewis, by virtue of their ownership in Boxer Capital.
- These securities are owned directly and solely by MVA Investors, which has sole voting and dispositive power with respect to these securities. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
Billionaire Hedge Funds
