Filing Details

Accession Number:
0001206774-14-003552
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-17 16:30:06
Reporting Period:
2014-12-15
Filing Date:
2014-12-17
Accepted Time:
2014-12-17 16:30:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
810136 Photronics Inc PLAB Semiconductors & Related Devices (3674) 060854886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182396 T Sean Smith 15 Secor Road
Brookfield CT 06804
Senior Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-15 200 $0.76 97,081 No 4 A Direct
Common Stock Disposition 2014-12-15 200 $8.25 96,881 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2014-12-15 200 $0.76 200 $0.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-11-10 No 4 X Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith.
  2. Net proceeds of sale to offset a tax liability from restricted stock vesting and to fund children's education.
  3. The stock options vest 25% over 4 years on the anniversary date of the grant.