Filing Details

Accession Number:
0001209191-14-075937
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-16 17:22:09
Reporting Period:
2014-12-16
Filing Date:
2014-12-16
Accepted Time:
2014-12-16 17:22:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409970 Lendingclub Corp LC Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544567 G Mary Meeker C/O Lendingclub Corporation
71 Stevenson Street, Suite 300
San Francisco CA 94105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-16 1,314,548 $0.00 4,934,288 No 4 C Indirect By KPCB Holdings, Inc., as nominee
Common Stock Acquisiton 2014-12-16 142,120 $0.00 5,076,408 No 4 C Indirect By KPCB Holdings, Inc., as nominee
Common Stock Acquisiton 2014-12-16 637,876 $0.00 5,714,284 No 4 C Indirect By KPCB Holdings, Inc., as nominee
Common Stock Acquisiton 2014-12-16 8,571,428 $0.00 14,285,712 No 4 C Indirect By KPCB Holdings, Inc., as nominee
Common Stock Disposition 2014-12-16 2,300,000 $15.00 11,985,712 No 4 S Indirect By KPCB Holdings, Inc., as nominee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By KPCB Holdings, Inc., as nominee
No 4 C Indirect By KPCB Holdings, Inc., as nominee
No 4 C Indirect By KPCB Holdings, Inc., as nominee
No 4 C Indirect By KPCB Holdings, Inc., as nominee
No 4 S Indirect By KPCB Holdings, Inc., as nominee
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2014-12-16 1,314,548 $0.00 1,314,548 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2014-12-16 142,120 $0.00 142,120 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2014-12-16 637,876 $0.00 637,876 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2014-12-16 8,571,428 $0.00 8,571,428 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the issuer's Series A Convertible Preferred Stock converted into one (1) share of the issuer's Common Stock on December 16, 2014 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-198393) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
  2. The reporting person is a managing member of KPCB DGF Associates, LLC, which is the managing member of KPCB Digital Growth Fund, LLC ("KPCB Growth") and KPCB DGF Founders Fund, LLC ("KPCB FF"). KPCB Holdings, Inc., as nominee, holds the stock for the account of KPCB Growth and KPCB FF. The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth and KPCB FF. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  3. Each share of the issuer's Series B Convertible Preferred Stock converted into one (1) share of the issuer's Common Stock on December 16, 2014 in connection with the closing of the IPO pursuant to the Registration Statement, and had no expiration date.
  4. Each share of the issuer's Series C Convertible Preferred Stock converted into one (1) share of the issuer's Common Stock on December 16, 2014 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
  5. Each share of the issuer's Series E Convertible Preferred Stock will convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.