Filing Details

Accession Number:
0001140361-14-045378
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-16 12:32:01
Reporting Period:
2014-12-15
Filing Date:
2014-12-16
Accepted Time:
2014-12-16 12:32:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921590 Valley Financial Corp VYFC Savings Institution, Federally Chartered (6035) 541702380
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1255802 Joann Lloyd 36 Church Avenue Sw
Roanoke VA 24011
Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-15 1,250 $12.50 9,733 No 4 M Direct
Common Stock Acquisiton 2014-12-15 3,000 $6.00 12,733 No 4 M Direct
Common Stock Acquisiton 2014-12-15 2,400 $3.05 15,133 No 4 M Direct
Common Stock Acquisiton 2014-12-15 2,000 $12.20 17,133 No 4 M Direct
Common Stock Disposition 2014-12-15 8,650 $19.85 8,483 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-15 1,250 $0.00 1,250 $12.50
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-15 3,000 $0.00 3,000 $6.00
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-15 2,400 $0.00 2,400 $3.05
Common Stock Employee Stock Option (right to buy) Disposition 2014-12-15 2,000 $0.00 2,000 $12.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-07-05 No 4 M Direct
0 2018-12-29 No 4 M Direct
600 2019-12-09 No 4 M Direct
0 2017-03-12 No 4 M Direct
Footnotes
  1. The option, representing a right to purchase a total of 1,250 shares, became exercisable in five annual installments beginning on July 5, 2006, which was the first anniversary of the date on which the option was granted.
  2. The option, representing a right to purchase a total of 3,000 shares, became exercisable in five annual installments beginning on December 30, 2009, which was the first anniversary of the date on which the option was granted.
  3. The option, representing a right to purchase a total of 3,000 shares, became exercisable in five annual installments beginning on December 31, 2010.
  4. The option, representing a right to purchase a total of 2,000 shares, became exercisable in five annual installments beginning on March 12, 2008, which was the first anniversary of the date on which the option was granted.