Filing Details

Accession Number:
0001209191-14-075611
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-16 08:28:21
Reporting Period:
2014-12-15
Filing Date:
2014-12-16
Accepted Time:
2014-12-16 08:28:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578348 Cm Finance Inc CMFN () 462883380
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593007 Julie Persily C/O Cm Finance Inc
601 Lexington Ave., 26Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-15 3,400 $11.05 6,863 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 56.026 shares acquired under the CM Finance Inc dividend reinvestment plan.