Filing Details

Accession Number:
0000740260-14-000254
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-15 18:06:31
Reporting Period:
2014-12-12
Filing Date:
2014-12-15
Accepted Time:
2014-12-15 18:06:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
740260 Ventas Inc VTR Real Estate Investment Trusts (6798) 611055020
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215188 A Debra Cafaro 353 N. Clark Street
Suite 3300
Chicago IL 60654
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-11 5,000 $0.00 517,086 No 5 G Direct
Common Stock Acquisiton 2014-12-11 5,000 $0.00 10,000 No 5 G Indirect By Trust
Common Stock Disposition 2014-12-12 5,000 $74.76 5,000 No 4 S Indirect By Trust
Common Stock Acquisiton 2014-12-12 24,185 $41.54 541,271 No 4 M Direct
Common Stock Disposition 2014-12-12 24,185 $75.06 517,086 No 4 S Direct
Common Stock Acquisiton 2014-12-12 48,474 $41.54 53,474 No 4 M Indirect By Trust
Common Stock Disposition 2014-12-12 48,474 $75.06 5,000 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By Trust
No 4 S Indirect By Trust
No 4 M Direct
No 4 S Direct
No 4 M Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-12-12 24,185 $0.00 24,185 $41.54
Common Stock Stock Option (Right to Buy) Disposition 2014-12-12 48,474 $0.00 48,474 $41.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,432 2008-01-22 2018-01-22 No 4 M Direct
46,761 2008-01-22 2018-01-22 No 4 M Indirect
Footnotes
  1. Represents a bona fide gift from Reporting Person to the Cafaro-Livingston Charitable Trust, a private charitable foundation (the "Charitable Trust"). Reporting Person is a co-trustee of the Charitable Trust and may be deemed to have shared voting and dispositive power over shares held by the Charitable Trust.
  2. On December 12, 2014, the Charitable Trust transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Charitable Trust in multiple transactions at prices ranging from $74.760 to $74.803, inclusive. The Charitable Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
  3. On December 12, 2014, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $75.00 to $75.16, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. On December 12, 2014, The Debra A. Cafaro Insurance Trust (the "Insurance Trust")(of which Reporting Person's spouse is the trustee) transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Insurance Trust in multiple transactions at prices ranging from $75.00 to $75.16, inclusive. The Insurance Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
  5. Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
  6. These options were part of a previously reported grant of 428,560 on January 22, 2008 by the Issuer to the Reporting Person (a portion of which was subsequently gifted to the Insurance Trust) that vested in three equal annual installments beginning on January 22, 2008.
  7. As of December 12, 2014, Reporting Person owns directly and indirectly by trust options to purchase an aggregate of 1,144,487 shares of Issuer's common stock.