Filing Details

Accession Number:
0000789132-14-000186
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-12-12 19:03:42
Reporting Period:
2014-12-04
Filing Date:
2014-12-12
Accepted Time:
2014-12-12 19:03:42
Original Submission Date:
2014-12-05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789132 Spectranetics Corp SPNC Electromedical & Electrotherapeutic Apparatus (3845) 840997049
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527909 William Scott Drake 9965 Federal Drive
Colorado Springs CO 80921
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Spnc Common Stock Acquisiton 2014-12-04 80,000 $5.63 124,999 No 4 M Direct
Spnc Common Stock Disposition 2014-12-04 80,000 $32.14 44,999 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Spnc Common Stock SPNC Stock Option Disposition 2014-12-04 80,000 $0.00 80,000 $5.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
320,000 2021-08-09 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Drake's 10b5-1 plan dated August 27, 2014.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $33.33, inclusive. The reporting person undertakes to provide to The Spectranetics Corporation, any security holder of The Spectranetics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Grant date 8/10/2011. Options vested upon the Company's stock price achieving $10.00 per share and a four year vesting schedule. Options will be fully vested on 8/10/2015. Options expire in 10 years, 08/10/2021.