Filing Details
- Accession Number:
- 0000789132-14-000184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-12 19:01:32
- Reporting Period:
- 2014-12-11
- Filing Date:
- 2014-12-12
- Accepted Time:
- 2014-12-12 19:01:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789132 | Spectranetics Corp | SPNC | Electromedical & Electrotherapeutic Apparatus (3845) | 840997049 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527909 | William Scott Drake | 9965 Federal Drive Colorado Springs CO 80921 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Spnc Common Stock | Acquisiton | 2014-12-11 | 2,650 | $5.63 | 47,649 | No | 4 | M | Direct | |
| Spnc Common Stock | Disposition | 2014-12-11 | 1,468 | $33.90 | 46,181 | No | 4 | S | Direct | |
| Spnc Common Stock | Disposition | 2014-12-11 | 1,182 | $0.00 | 44,999 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Spnc Common Stock | SPNC Stock Option | Disposition | 2014-12-11 | 2,650 | $0.00 | 2,650 | $5.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 317,350 | 2021-08-09 | No | 4 | M | Direct |
Footnotes
- Sale of shares to cover option exercise price and taxes relating to options exercised to make charitable gifts.
- Gifts to charitable foundations.
- Grant date 8/10/2011. Options vested upon the Company's stock price achieving $10.00 per share and a four year vesting schedule. Options will be fully vested on 8/10/2015. Options expire in 10 years, 08/10/2021.
Billionaire Hedge Funds
