Filing Details

Accession Number:
0001140361-14-045099
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-12 16:19:59
Reporting Period:
2014-12-10
Filing Date:
2014-12-12
Accepted Time:
2014-12-12 16:19:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198676 C Henrik Slipsager 551 Fifth Avenue
Suite 300
New York City NY 10176
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-10 5,000 $27.50 204,455 No 4 S Direct
Common Stock Acquisiton 2014-12-10 19,410 $20.90 223,865 No 4 M Direct
Common Stock Disposition 2014-12-10 17,200 $27.50 206,665 No 4 S Direct
Common Stock Acquisiton 2014-12-11 590 $20.90 207,255 No 4 M Direct
Common Stock Disposition 2014-12-11 526 $27.56 206,729 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-12-10 19,410 $0.00 19,410 $20.90
Common Stock Stock Options Disposition 2014-12-11 590 $0.00 590 $20.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
80,590 2015-09-14 No 4 M Direct
80,000 2015-09-14 No 4 M Direct
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.23 to $27.84, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.23 to $27.97, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.34 to $27.63, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 of this Form 4.
  5. Includes 45,730 unvested RSUs, 72,430 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 8,758 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 8,081 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, and DERs related thereto.
  6. Stock options granted under the 1987 Time Vested Plan.
  7. 20% exercisable on 9/14/2006 and 20% on the anniversary date of each of the following 4 years.