Filing Details

Accession Number:
0001140361-14-045093
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-12 16:14:33
Reporting Period:
2014-12-10
Filing Date:
2014-12-12
Accepted Time:
2014-12-12 16:14:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478726 Charter Financial Corp CHFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1280869 /Ga/ Lee Robert Johnson 1233 O.g. Skinner Drive
West Point GA 31833
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-10 300 $11.47 130,672 No 4 S Direct
Common Stock Disposition 2014-12-11 1 $11.47 130,671 No 4 S Direct
Common Stock Disposition 2014-12-12 9,987 $11.20 120,684 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,117 Indirect By Spouse's IRA
Common Stock 11,253 Indirect As Custodian for Children
Common Stock 28,156 Indirect By IRA
Common Stock 17,341 Indirect By ESOP
Common Stock 9,808 Indirect By 401(k)
Common Stock 114,315 Indirect By Stock Award II
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $10.89 2014-12-16 2023-12-15 285,789 285,798 Direct
Common Stock Stock Options $8.82 2014-01-27 2019-01-27 92,285 92,285 Direct
Common Stock Stock Options $8.18 2013-06-22 2020-06-22 62,355 62,355 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-12-15 285,789 285,798 Direct
2019-01-27 92,285 92,285 Direct
2020-06-22 62,355 62,355 Direct
Footnotes
  1. Shares of restricted stock granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
  2. Stock Options granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
  3. Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal annual installments commencing on January 27, 2014.
  4. Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan, of which 1,247 options vest in 2013, and the remaining options vest in five equal annual installments commencing on June 22, 2015.
  5. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.