Filing Details

Accession Number:
0001181431-14-038726
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-12 16:10:17
Reporting Period:
2014-12-11
Filing Date:
2014-12-12
Accepted Time:
2014-12-12 16:10:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478242 Quintiles Transnational Holdings Inc. Q Services-Commercial Physical & Biological Research (8731) 271341991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1074611 M Jack Greenberg C/O Quintiles Transnational Holdings Inc
4820 Emperor Blvd.
Durham NC 27703
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-11 16,908 $15.88 27,081 No 4 X Indirect See footnote
Common Stock Disposition 2014-12-11 16,908 $57.25 10,173 No 4 S Indirect See footnote
Common Stock Acquisiton 2014-12-11 6,600 $21.20 7,500 No 4 X Direct
Common Stock Disposition 2014-12-11 6,600 $57.41 900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See footnote
No 4 S Indirect See footnote
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-12-11 16,908 $0.00 16,908 $15.88
Common Stock Stock Option (Right to Buy) Disposition 2014-12-11 6,600 $0.00 6,600 $21.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-06-01 No 4 X Indirect
0 2021-09-12 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,827 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $15.88 2018-06-01 8,092 8,092 Indirect
Common Stock Stock Option (Right to Buy) $21.20 2021-09-12 3,400 3,400 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-01 8,092 8,092 Indirect
2021-09-12 3,400 3,400 Indirect
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2014.
  2. The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
  3. The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.20 to $57.34, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
  4. This amount includes 900 restricted stock units ("RSUs") granted to the reporting person under the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan on May 12, 2014.
  5. The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.34 to $57.53, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.
  6. This amount consists solely of RSUs.
  7. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase a total of 25,000 shares of Quintiles Transnational Holdings Inc. common stock, all of which are held for the benefit of members of the reporting person's family and of which 8,500 vested on June 1, 2009 and 8,250 vested on each of June 1, 2010 and June 1, 2011. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.
  8. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 6,600 shares of Quintiles Transnational Holdings Inc. common stock, of which 3,300 vested on each of September 12, 2013 and September 12, 2014.
  9. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 3,400 shares of Quintiles Transnational Holdings Inc. common stock, all of which are held for the benefit of members of the reporting person's family and vested on June 1, 2011. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.